The CFA Institute regularly hosts a P.O.W.E.R. series for their membership and guests. Join Jenifer as she interviews Tricia Rothschild on February 10, from 4-5PM.
POWER Series: Tricia Rothschild, CFA
Trading vs. Investing and the Influence of Fintech
In today’s world, fintech is bridging the gap between trading and investing, enabling younger and previously underserved people to have more access to the markets and tools to help them invest based on their personal goals – and in a self-directed way. With the rise of younger investors’ engagement in their money and the drastically changing fintech landscape, what are the implications for the wealth management industry today and in the future?
Tricia Rothschild, CFA, president of Apex Clearing, joins us to discuss the nuances of trading vs. investing, the influence and evolution of fintech, and where the industry is heading. She will discuss trends she has seen looking back on her 26-year tenure at Morningstar, a global investment research and data provider for asset managers, wealth managers and individual investors, as well as using her current vantage point at Apex Clearing, whose technology powers many of the popular fintech firms that helped fuel 2020’s retail investor fury.
Wednesday, February 10, 2021
Live Webinar: 4:00 PM - 5:00 PM CST
Tricia Rothschild, CFA, president of Apex Clearing, is responsible for the overall growth and development of the company and its three core business lines, which support direct-to-consumer financial-services disrupters, asset- and wealth-management incumbents, and institutional investors. Rothschild directly oversees internal and client-facing functions including product management, sales, and marketing.
Members - FREE
Nonmembers - $20
CFA Institute Qualified Activity: Eligible for 1 credit hour
Zoom login information will be provided in the reminder email closer to the event. Registration required and closes at 5:00 PM CST on February 9, 2021.
4:00 PM - 5:00 PM CST: Program
Please log in a few minutes early to test your video and internet connections.
Hosted By: CFA Women's Network
Supportive Organization: This event is part of the Collaborative WIM Initiative
*Special Notes Regarding Fees:
This event is complimentary for members only. Credit card required to guarantee all nonmember reservations. Visa, MasterCard, American Express, Discover and Diners Club are accepted. Registration online is required and closes at 5:00 PM on February 9, 2021. Cancellations for refunds accepted until 5:00 PM, February 5, 2021.